SHOCK-THE-CONSCIENCE TEST
A determination of whether a state agent's actions fall outside the standards of
civilized decency.
The U.S. Supreme Court established the "shock-the-conscience test" in ROCHIN V.
CALIFORNIA, 342 U.S. 165, 72 S. Ct. 205, 96 L. Ed. 183 (1952). Based on the
Fourteenth Amendment's prohibition against states depriving any person of "life,
liberty, or property without due process of law," the test prohibits conduct by
state agents that falls outside the standards of civilized decency. Little used
since the 1960s, the test has been criticized for permitting judges to assert
their subjective views on what constitutes "shocking."
The Rochin decision was made during an era when the Supreme Court still adhered
to the precedent that the BILL OF RIGHTS applied only to actions by the federal
government. Thus, all the rights afforded federal criminal defendants in the
Fourth, Fifth, and Sixth amendments were not available to state criminal
defendants. This reading made the DUE PROCESS CLAUSE of the FOURTEENTH AMENDMENT
difficult to apply to state actions.
The Supreme Court, in Twining v. New Jersey, 211 U.S. 78, 29 S. Ct. 14, 53 L.
Ed. 97 (1908), concluded that some of the rights contained in the Bill of Rights
"are of such a nature that they are included [with]in the conception of due
process of law" and are applicable to the states. But succeeding generations of
justices had difficulty defining a test that would reveal which rights were
important enough to apply to state and local government. In 1937 the Court
considered whether a right was "of the very essence of a scheme of ordered
liberty" or "implicit in the concept of ordered liberty"
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(Palko v. Connecticut, 302 U.S. 319, 58 S. Ct. 149, 82 L. Ed. 288). Only those
rights that were found "fundamental" or "implicit in the concept of ordered
liberty" were made applicable to prevent STATE ACTION.
In Rochin three state law enforcement officers, acting on information that
Antonio Rochin was selling narcotics, illegally entered Rochin's room. When the
officers noticed two capsules on a bedside table, Rochin grabbed the capsules
and put them in his mouth. The three officers then wrestled with Rochin and
sought to open his mouth so they could extract the pills. When this failed, the
officers handcuffed Rochin and took him to a hospital, where at their direction
a doctor forced an emetic solution through a tube into Rochin's stomach. The
solution induced vomiting, and in the vomited matter the deputies found two
morphine capsules. Rochin was convicted of narcotics possession. The conviction
was based solely on the morphine capsules, which Rochin had vainly sought to
have suppressed as evidence.
Justice FELIX FRANKFURTER, writing for the Court, held that such conduct by
state agents, although not specifically prohibited by explicit language in the
Constitution, "shocks the conscience" in that it offends "those canons of
decency and fairness which express the notions of justice of English-speaking
peoples." Due process of law requires the state to observe those principles that
are "so rooted in the traditions and conscience of our people as to be ranked as
fundamental."
The Court reasoned that to permit the use of such capsules as evidence under the
circumstances would "afford brutality the cloak of law." The officers' conduct
"shocks the conscience," offending even those with "hardened sensibilities. They
are methods too close to the rack and screw to permit of constitutional
differentiation." Therefore, the Court reversed Rochin's conviction because the
stomach pumping violated the Due Process Clause.
Since Rochin, the Supreme Court has made most of the rights enumerated in the
first eight amendments also applicable to state action by selectively
incorporating them, one by one, into the scope of the Fourteenth Amendment's Due
Process Clause. Justices HUGO L. BLACK and WILLIAM O. DOUGLAS, who, in their
concurring opinions in Rochin, had argued for incorporation of the FOURTH
AMENDMENT, were instrumental in diminishing the importance of the
shock-the-conscience test. They believed that the test was too general and that
its vagueness allowed judges to apply their subjective judgment as to what was
shocking and what offended the Due Process Clause.
Nevertheless, Rochin remains important because it stands for the proposition
that the Due Process Clause provides a protection for persons separate from, and
independent of, the Bill of Rights provisions that have now been applied to the
states.
Source Citation "Shock-the-Conscience Test." West's Encyclopedia of American
Law. Ed. Shirelle Phelps and Jeffrey Lehman. 2nd ed. Vol. 9. Detroit: Gale,
2005. 179-180.